2007 Orders
Orders posted below are unverified duplicates of official orders actually entered. To get an official version of the order contact:
Renee Molnes
Phone: 360-725-7047
Email: legal@oic.wa.gov
| Orders 1 to 50 of 280 | |||||||||
| Name | Violation | Issue Date | Action | Order | |||||
|---|---|---|---|---|---|---|---|---|---|
| (Chubb & Son) Federal Insurance Company; Pacific Indemnity Company; Great Northern Insurance Company; Executive Risk Indemnity, Inc.; Vigilant Insurance Company; Northwestern Pacific Indemnity Company Warren, NJ |
Use of unfiled rates, use of binders that failed to identify the actual insurance company or the identified the wrong company, and failure to document the application of commercial rating schedules and failure to provide the reason for applying schedule rating debits or credits. | 8/30/2007 | $250,000 Fine and Compliance Plan | D07-289 | |||||
| Comments: These violations were the result of a market conduct examination | |||||||||
| Accredited Surety & Casualty Insurance Company Winter Park, FL |
Failure to timely file. | 8/7/2007 | $250 Fine | D07-0251 | |||||
| Comments: | |||||||||
| ACE American Insurance Company Philadelphia, PA |
Failure to timely file. | 3/14/2007 | $1,500 Fine | D07-31 | |||||
| Comments: | |||||||||
| ACE Fire Underwriters Insurance Company Philadelphia, PA |
Failure to timely file. | 3/14/2007 | $1,000 Fine | D07-32 | |||||
| Comments: | |||||||||
| ACE Indemnity Insurance Company Philadelphia, PA |
Failure to timely file. | 3/14/2007 | $1,000 Fine | D07-33 | |||||
| Comments: | |||||||||
| ACE Property & Casualty Insurance Company Philadelphia, PA |
Failure to timely file. | 3/14/2007 | $1,000 Fine | D07-37 | |||||
| Comments: | |||||||||
| Agents Professional Liability Service Organization Chicago, IL |
Failure to identify the agent holding a Washington license and appointment. | 10/29/2007 | Revocation of Registration | G07-0325 | |||||
| Comments: | |||||||||
| AIG Casualty Company; AIU Insurance Company; American Home Assurance Company; American International Pacific Insurance Company; American International South Insurance Company; Commerce and Industry Insurance Company of the State of Pennsylvania; Landmark Insurance Company of Pittsburg; PA and New Hampshire Insurance Company; Granite State Insurance Company; Insurance Company of the State of Pennsylvania, The; National Union Fire Insurance Company of Pittsburg, PA New York, NY |
Failure to timely file. | 2/22/2007 | $39,000 Fine | D07-11 | |||||
| Comments: Fine is in total for all companies listed | |||||||||
| AIG LIfe Insurance Company, American General Life Insurance Company, American International Life Assurance Company of New York, Deleware American Life Insurance Company Wilmington, DE |
Failure to timely file. | 3/14/2007 | $3,250 Fine | D07-12 | |||||
| Comments: The Total Fine of $3,250 was calculated on the basis of $1,000 individually for AIG Life Insurance Company, American General Life Insurance Company, American International Life Assurance Company of New York, and $250 individually for Deleware American Life Insurance Company | |||||||||
| AIU Insurance Company, American International Insurance Company, American Home Assurance Company, and Birmingham Fire Insurance Company of Pennsylvania New York, NY |
Failing to clearly identify the legal name of the insuring company, failing to ensure that agents are licensed for the appropriate line of business prior to allowing them to solicit business or represent the company, failing to require that agents are appointed prior to allowing them to solicit business, failing to have policy forms and applications filed with and approved by OIC, and issuing policies that were not in accord with the rate filing. | 6/3/2008 | $50,000 Fine with $20,000 suspended and Compliance Plan | D07-186 | |||||
| Comments: These violations were discovered during a Market Conduct Examination | |||||||||
| Alea North American Insurance Company New York, NY |
Failure to timely file. | 8/7/2007 | $250 Fine | D07-0267 | |||||
| Comments: | |||||||||
| All American Purchasing Group, Inc. Dallas, TX |
Multiple Violations (see order for details). | 1/24/2007 | Order Revoking Registration | G07-03 | |||||
| Comments: | |||||||||
| Alpha Property & Casualty Insurance Company Brookfield, WI |
Failure to timely file. | 2/22/2007 | $1,250 Fine | D07-26 | |||||
| Comments: | |||||||||
| Alta Health & Life Insurance Company Indianapolis, IN |
Failure to timely file. | 8/15/2007 | $250 Fine | D07-0268 | |||||
| Comments: Audited Financial Report | |||||||||
| Alzheimers Disease and Realted Disorders Association, Inc. Chicago, IL |
Order Rescinding Prior Suspension of Certificate of Exemption. | 4/16/2007 | Order Rescinding Prior Suspension of Certificate of Exemption | G07-31R | |||||
| Comments: Suspension in effect for 8 days | |||||||||
| Alzheimers Disease and Related Disorders Association Chicago, IL |
Failure to timley file. | 7/5/2007 | $2,500 Fine | D07-0174 | |||||
| Comments: | |||||||||
| Alzheimers Disease and Related Disorders Association, Inc. #102 Chicago, IL |
Failure to timely file. | 4/16/2007 | Suspension | G07-31S | |||||
| Comments: Suspension in effect for 8 days | |||||||||
| American Ambassador Casualty Company Lisle, IL |
Failure to Meet the Minimum Financial Requirements of RCW 48.05.340. | 4/9/2007 | Revocation | G07-23 | |||||
| Comments: | |||||||||
| American Bankers Life Assurance Company of Florida Miami, FL |
Failure to timely file. | 8/15/2007 | $250 Fine | D07-0269 | |||||
| Comments: Audited Financial Report | |||||||||
| American Commerce Insurance Company Columbus, OH |
Failing to maintain claim files and failing to settle automobile claims in accordance with standards established for fair and equitable claims settlement. | 4/14/2007 | $5,000 Fine with $5,000 suspended | D07-99 | |||||
| Comments: | |||||||||
| American Diabetes Association |
Failure to timely file. | 8/1/2007 | $1,000 Fine | D07-0176 | |||||
| Comments: | |||||||||
| American Economy Insurance Company, American States Insurance Company, First National Insurance Company of America, General Insurance Company of America, and Safeco Insurance Company of America Seattle, WA |
Failure to file 2003 and 2004 calendar year SLR’s and failure to file a true and correct annual statement. | 4/1/2008 | $27,000 Fine with $13,500 suspended and Compliance Plan | D07-0330 | |||||
| Comments: | |||||||||
| American Farmland Trust Washington, DC |
Order Rescinding Prior Revocation of Certificate of Exemption. | 4/24/2007 | Order Rescinding Prior Revocation of Certificate of Exemption | G07-32R | |||||
| Comments: Supension in effect for 8 days | |||||||||
| American Farmland Trust Washington, DC |
Failure to timely file. | 6/18/2007 | $2,500 Fine | D07-0178 | |||||
| Comments: | |||||||||
| American Farmland Trust #207 Washington, DC |
Failure to file. | 4/16/2007 | Suspension | G07-32S | |||||
| Comments: Suspension in effect for 8 days | |||||||||
| American Federation Insurance Company Clearwater, FL |
Failure to timely file. | 1/30/2007 | $750 | D07-28 | |||||
| Comments: | |||||||||
| American Honda Motor Company, Inc. Torrance, CA |
Unregistered sale of service contracts. | 3/27/2007 | $25,000 Fine | D07-98 | |||||
| Comments: | |||||||||
| American National Property & Casualty Company Springfield, MO |
Failure to timely file annual financial statement. | 3/15/2007 | $750 Fine | D07-43 | |||||
| Comments: | |||||||||
| American Network Insurance Company Allentown, PA |
Failure to timely file. | 7/26/2007 | $1,500 Fine | D07-0252 | |||||
| Comments: Audited Financial Report | |||||||||
| Americom Life & Annuity Insurance Company Baltimore, MD |
Failure to timley file. | 8/7/2007 | $750 Fine | D07-0270 | |||||
| Comments: Audited Financial Report | |||||||||
| Annuity Investors Life Insurance Company Cincinnati, OH |
Failure to timely file annual financial statement. | 3/14/2007 | $1,125 Fine | D07-44 | |||||
| Comments: | |||||||||
| Arcadian Health Plan, Inc. Bothell, WA |
Failure and that of its parent to apply for and obtain solicitation permits prior to issuing and selling additional shares of preferred stock and failure and that of its parent and the inquiring entities to file preacquisition Form A notices prior to changes in the ownership and control of AMS. | 7/24/2007 | $20,000 Fine with $5,000 suspended | D07-205 | |||||
| Comments: | |||||||||
| Arthritis Foundation Atlanta, GA |
Failure to timely file. | 5/30/2007 | $2,500 Fine | D07-0173 | |||||
| Comments: | |||||||||
| Arthritis Foundation #48 Atlanta, GA |
Failure to file. | 4/16/2007 | Suspension | G07-33S | |||||
| Comments: Suspension in effect for 8 days | |||||||||
| Arthritis Foundation #48 Atlanta, GA |
Order Rescinding Prior Revocation of Certificate of Exemption. | 4/24/2007 | Rescision | G07-33R | |||||
| Comments: Suspension in effect for 8 days | |||||||||
| Axa Art Insurance Corporation New York, NY |
Failure to timely file annual financial statement. | 1/23/2007 | $2,875 Fine | D07-15 | |||||
| Comments: | |||||||||
| AXA Insurance Company New York, NY |
Failure to timley file. | 8/9/2007 | $250 Fine | D07-0271 | |||||
| Comments: Audited Financial Report | |||||||||
| Axis Insurance Company Chicago, IL |
Failure to timley file. | 8/22/2007 | $250 Fine | D07-0272 | |||||
| Comments: Audited Financial Report | |||||||||
| Bailey, Tariq J. Saint Louis, MO |
Failure to respond. | 4/16/2007 | Revocation | D07-137 | |||||
| Comments: Background check revealed charges and licensee did not respond to inquiry about these. | |||||||||
| Balboa Insurance Company and Meritplan Insurance Company Irvine, CA |
Use of documents which identified the incorrect company name, issuing insurance policies through companies that had not obtained notices of appointment, using unfiled rates. | 12/19/2007 | $74,000 Fine with $30,000 suspended and Compliance Plan | D07-313 | |||||
| Comments: Violations discovered during a Market Conduct Examination | |||||||||
| Bankers Standard Insurance Company Philadelphia, PA |
Failure to timely file. | 3/14/2007 | $1,000 Fine | D07-38 | |||||
| Comments: | |||||||||
| Bankhead, Sharraun Jessica Kent, WA |
Failure to respond. | 11/13/2007 | Revocation | D07-0335 | |||||
| Comments: Fingerprint replacement card | |||||||||
| Berkley Insurance Company Wilmington, DE |
Failure to timely file annual financial statement. | 3/14/2007 | $2,125 Fine | D07-45 | |||||
| Comments: | |||||||||
| Berkley Regional Insurance Company Wilmington, DE |
Failure to timely file annual financial statement. | 3/8/2007 | $750 Fine | D07-53 | |||||
| Comments: | |||||||||
| Biola University, Inc. La Mirada, CA |
Failure to timley file. | 7/11/2007 | $1,775 Fine | D07-0197 | |||||
| Comments: | |||||||||
| Boatman, Leah A. Washougal, WA |
Failure to respond. | 3/16/2007 | Revocation | D07-112 | |||||
| Comments: | |||||||||
| Bond, Curtis R. Kent, WA |
Licensee in compliance with DSHS support order. | 4/20/2007 | License Reinstatement | D07-36 | |||||
| Comments: Reinstatement of License after suspension of license | |||||||||
| Bond, Curtis R. Kent, WA |
Reinstatement of License | 9/18/2007 | License Reinstated | D07-0191 | |||||
| Comments: Complied with DSHS Child Support Order. | |||||||||
| Brombach, Stephen K. Marysville, WA |
Considered incompetent, untrustworthy, and a source of injury and loss to the public. | 4/2/2007 | Revocation | D07-125 | |||||
| Comments: | |||||||||
| Canada Life Insurance Company of America Lansing, MI |
Failure to timely file. | 5/11/2007 | $1,250 Fine | D07-150 | |||||
| Comments: | |||||||||
| Orders 1 to 50 of 280 | |||||||||
|
|||||||||
These enforcement actions taken by Mike Kreidler, Washington state Insurance Commissioner, are a primary tool in protecting the people of Washington.
| Type of Entity | Authority to Suspend or Revoke | Authority to Fine |
|---|---|---|
| Agent or broker | RCW 48.17.530 | RCW 48.17.560 |
| Insurance company | RCW 48.05.140 | RCW 48.05.185 |
| Health care service contractor | RCW 48.44.160 | RCW 48.44.166 |
| Health maintenance organization (HMO) | RCW 48.46.130 and RCW 48.46.135 | |
Updated 05/02/2013
See also
Need more help?
- Call 360-725-7047
- Email legal affairs