2007 Orders

Orders posted below are unverified duplicates of official orders actually entered. To get an official version of the order contact:

Renee Molnes
Phone: 360-725-7047
Email: legal@oic.wa.gov

Orders 1 to 50 of 280
 
Name Violation Issue Date Action Order

(Chubb & Son) Federal Insurance Company; Pacific Indemnity Company; Great Northern Insurance Company; Executive Risk Indemnity, Inc.; Vigilant Insurance Company; Northwestern Pacific Indemnity Company
Warren, NJ
Use of unfiled rates, use of binders that failed to identify the actual insurance company or the identified the wrong company, and failure to document the application of commercial rating schedules and failure to provide the reason for applying schedule rating debits or credits. 8/30/2007 $250,000 Fine and Compliance Plan D07-289
Comments: These violations were the result of a market conduct examination

Accredited Surety & Casualty Insurance Company
Winter Park, FL
Failure to timely file. 8/7/2007 $250 Fine D07-0251
Comments:

ACE American Insurance Company
Philadelphia, PA
Failure to timely file. 3/14/2007 $1,500 Fine D07-31
Comments:

ACE Fire Underwriters Insurance Company
Philadelphia, PA
Failure to timely file. 3/14/2007 $1,000 Fine D07-32
Comments:

ACE Indemnity Insurance Company
Philadelphia, PA
Failure to timely file. 3/14/2007 $1,000 Fine D07-33
Comments:

ACE Property & Casualty Insurance Company
Philadelphia, PA
Failure to timely file. 3/14/2007 $1,000 Fine D07-37
Comments:

Agents Professional Liability Service Organization
Chicago, IL
Failure to identify the agent holding a Washington license and appointment. 10/29/2007 Revocation of Registration G07-0325
Comments:

AIG Casualty Company; AIU Insurance Company; American Home Assurance Company; American International Pacific Insurance Company; American International South Insurance Company; Commerce and Industry Insurance Company of the State of Pennsylvania; Landmark Insurance Company of Pittsburg; PA and New Hampshire Insurance Company; Granite State Insurance Company; Insurance Company of the State of Pennsylvania, The; National Union Fire Insurance Company of Pittsburg, PA
New York, NY
Failure to timely file. 2/22/2007 $39,000 Fine D07-11
Comments: Fine is in total for all companies listed

AIG LIfe Insurance Company, American General Life Insurance Company, American International Life Assurance Company of New York, Deleware American Life Insurance Company
Wilmington, DE
Failure to timely file. 3/14/2007 $3,250 Fine D07-12
Comments: The Total Fine of $3,250 was calculated on the basis of $1,000 individually for AIG Life Insurance Company, American General Life Insurance Company, American International Life Assurance Company of New York, and $250 individually for Deleware American Life Insurance Company

AIU Insurance Company, American International Insurance Company, American Home Assurance Company, and Birmingham Fire Insurance Company of Pennsylvania
New York, NY
Failing to clearly identify the legal name of the insuring company, failing to ensure that agents are licensed for the appropriate line of business prior to allowing them to solicit business or represent the company, failing to require that agents are appointed prior to allowing them to solicit business, failing to have policy forms and applications filed with and approved by OIC, and issuing policies that were not in accord with the rate filing. 6/3/2008 $50,000 Fine with $20,000 suspended and Compliance Plan D07-186
Comments: These violations were discovered during a Market Conduct Examination

Alea North American Insurance Company
New York, NY
Failure to timely file. 8/7/2007 $250 Fine D07-0267
Comments:

All American Purchasing Group, Inc.
Dallas, TX
Multiple Violations (see order for details). 1/24/2007 Order Revoking Registration G07-03
Comments:

Alpha Property & Casualty Insurance Company
Brookfield, WI
Failure to timely file. 2/22/2007 $1,250 Fine D07-26
Comments:

Alta Health & Life Insurance Company
Indianapolis, IN
Failure to timely file. 8/15/2007 $250 Fine D07-0268
Comments: Audited Financial Report

Alzheimers Disease and Realted Disorders Association, Inc.
Chicago, IL
Order Rescinding Prior Suspension of Certificate of Exemption. 4/16/2007 Order Rescinding Prior Suspension of Certificate of Exemption G07-31R
Comments: Suspension in effect for 8 days

Alzheimers Disease and Related Disorders Association
Chicago, IL
Failure to timley file. 7/5/2007 $2,500 Fine D07-0174
Comments:

Alzheimers Disease and Related Disorders Association, Inc. #102
Chicago, IL
Failure to timely file. 4/16/2007 Suspension G07-31S
Comments: Suspension in effect for 8 days

American Ambassador Casualty Company
Lisle, IL
Failure to Meet the Minimum Financial Requirements of RCW 48.05.340. 4/9/2007 Revocation G07-23
Comments:

American Bankers Life Assurance Company of Florida
Miami, FL
Failure to timely file. 8/15/2007 $250 Fine D07-0269
Comments: Audited Financial Report

American Commerce Insurance Company
Columbus, OH
Failing to maintain claim files and failing to settle automobile claims in accordance with standards established for fair and equitable claims settlement. 4/14/2007 $5,000 Fine with $5,000 suspended D07-99
Comments:

American Diabetes Association
Failure to timely file. 8/1/2007 $1,000 Fine D07-0176
Comments:

American Economy Insurance Company, American States Insurance Company, First National Insurance Company of America, General Insurance Company of America, and Safeco Insurance Company of America
Seattle, WA
Failure to file 2003 and 2004 calendar year SLR’s and failure to file a true and correct annual statement. 4/1/2008 $27,000 Fine with $13,500 suspended and Compliance Plan D07-0330
Comments:

American Farmland Trust
Washington, DC
Order Rescinding Prior Revocation of Certificate of Exemption. 4/24/2007 Order Rescinding Prior Revocation of Certificate of Exemption G07-32R
Comments: Supension in effect for 8 days

American Farmland Trust
Washington, DC
Failure to timely file. 6/18/2007 $2,500 Fine D07-0178
Comments:

American Farmland Trust #207
Washington, DC
Failure to file. 4/16/2007 Suspension G07-32S
Comments: Suspension in effect for 8 days

American Federation Insurance Company
Clearwater, FL
Failure to timely file. 1/30/2007 $750 D07-28
Comments:

American Honda Motor Company, Inc.
Torrance, CA
Unregistered sale of service contracts. 3/27/2007 $25,000 Fine D07-98
Comments:

American National Property & Casualty Company
Springfield, MO
Failure to timely file annual financial statement. 3/15/2007 $750 Fine D07-43
Comments:

American Network Insurance Company
Allentown, PA
Failure to timely file. 7/26/2007 $1,500 Fine D07-0252
Comments: Audited Financial Report

Americom Life & Annuity Insurance Company
Baltimore, MD
Failure to timley file. 8/7/2007 $750 Fine D07-0270
Comments: Audited Financial Report

Annuity Investors Life Insurance Company
Cincinnati, OH
Failure to timely file annual financial statement. 3/14/2007 $1,125 Fine D07-44
Comments:

Arcadian Health Plan, Inc.
Bothell, WA
Failure and that of its parent to apply for and obtain solicitation permits prior to issuing and selling additional shares of preferred stock and failure and that of its parent and the inquiring entities to file preacquisition Form A notices prior to changes in the ownership and control of AMS. 7/24/2007 $20,000 Fine with $5,000 suspended D07-205
Comments:

Arthritis Foundation
Atlanta, GA
Failure to timely file. 5/30/2007 $2,500 Fine D07-0173
Comments:

Arthritis Foundation #48
Atlanta, GA
Failure to file. 4/16/2007 Suspension G07-33S
Comments: Suspension in effect for 8 days

Arthritis Foundation #48
Atlanta, GA
Order Rescinding Prior Revocation of Certificate of Exemption. 4/24/2007 Rescision G07-33R
Comments: Suspension in effect for 8 days

Axa Art Insurance Corporation
New York, NY
Failure to timely file annual financial statement. 1/23/2007 $2,875 Fine D07-15
Comments:

AXA Insurance Company
New York, NY
Failure to timley file. 8/9/2007 $250 Fine D07-0271
Comments: Audited Financial Report

Axis Insurance Company
Chicago, IL
Failure to timley file. 8/22/2007 $250 Fine D07-0272
Comments: Audited Financial Report

Bailey, Tariq J.
Saint Louis, MO
Failure to respond. 4/16/2007 Revocation D07-137
Comments: Background check revealed charges and licensee did not respond to inquiry about these.

Balboa Insurance Company and Meritplan Insurance Company
Irvine, CA
Use of documents which identified the incorrect company name, issuing insurance policies through companies that had not obtained notices of appointment, using unfiled rates. 12/19/2007 $74,000 Fine with $30,000 suspended and Compliance Plan D07-313
Comments: Violations discovered during a Market Conduct Examination

Bankers Standard Insurance Company
Philadelphia, PA
Failure to timely file. 3/14/2007 $1,000 Fine D07-38
Comments:

Bankhead, Sharraun Jessica
Kent, WA
Failure to respond. 11/13/2007 Revocation D07-0335
Comments: Fingerprint replacement card

Berkley Insurance Company
Wilmington, DE
Failure to timely file annual financial statement. 3/14/2007 $2,125 Fine D07-45
Comments:

Berkley Regional Insurance Company
Wilmington, DE
Failure to timely file annual financial statement. 3/8/2007 $750 Fine D07-53
Comments:

Biola University, Inc.
La Mirada, CA
Failure to timley file. 7/11/2007 $1,775 Fine D07-0197
Comments:

Boatman, Leah A.
Washougal, WA
Failure to respond. 3/16/2007 Revocation D07-112
Comments:

Bond, Curtis R.
Kent, WA
Licensee in compliance with DSHS support order. 4/20/2007 License Reinstatement D07-36
Comments: Reinstatement of License after suspension of license

Bond, Curtis R.
Kent, WA
Reinstatement of License 9/18/2007 License Reinstated D07-0191
Comments: Complied with DSHS Child Support Order.

Brombach, Stephen K.
Marysville, WA
Considered incompetent, untrustworthy, and a source of injury and loss to the public. 4/2/2007 Revocation D07-125
Comments:

Canada Life Insurance Company of America
Lansing, MI
Failure to timely file. 5/11/2007 $1,250 Fine D07-150
Comments:

Orders 1 to 50 of 280
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These enforcement actions taken by Mike Kreidler, Washington state Insurance Commissioner, are a primary tool in protecting the people of Washington.

Type of Entity Authority to Suspend or Revoke Authority to Fine
Agent or broker RCW 48.17.530 RCW 48.17.560
Insurance company RCW 48.05.140 RCW 48.05.185
Health care service contractor RCW 48.44.160 RCW 48.44.166
Health maintenance organization (HMO) RCW 48.46.130 and RCW 48.46.135

Updated 04/06/2014

See also

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