2007 Orders

Orders posted below are unverified duplicates of official orders actually entered. To get an official version of the order contact:

Renee Molnes
Phone: 360-725-7047
Email: legal@oic.wa.gov

Orders 51 to 100 of 280
 
Name Violation Issue Date Action Order

Capital Group Companies, Inc.; Capital Research and Management Company and Capital Group International, Inc.; Relative to the Purchase of Additional Voting Shares of Aetna Group, Parent Company of Aetna Health Inc., A Washington Domiciled Health Care Service Contractor
Los Angeles, CA
Disclaimer of control and request for exemption. 3/26/2007 Exemption Granted Relative to the Purchase of Additional Voting Shares G07-10
Comments:

Cardif Property & Casualty Insurance Company
Kerrville, TX
Failure to timely file. 4/18/2007 $1,000 Fine D07-68
Comments:

Carrier Corporation
Farmington, CT
Unregistered sales of service contracts. 9/19/2007 $45,000 Fine D07-300
Comments:

Cascade Auto Glass; Nelson, Brad; Ryan; Taya
Vancouver, WA
Waving, rebating, giving, paying, or offering to waive, rebate, give, or pay all or part of claimant's deductible, in cash or other transfer value & soliciting Washington residents such form of rebating or waiving of deductibles. 2/20/2007 Order to Cease and Desist D07-61
Comments:

Central United Life Insurance Company
Little Rock, AR
Failure to timely file. 5/22/2007 $1,500 Fine D07-146
Comments:

Centre Insurance Company
Wilmington, DE
Failure to timely file annual financial statement. 2/22/2007 $500 Fine D07-29
Comments:

Centre Life Insurance Company
Springfield, MA
Failure to timely file annual financial statement. 2/22/2007 $500 Fine D07-30
Comments:

Century Automotive Service Corporation
Irvine, CA
Failure to timley file. 6/8/2007 $2,000 Fine D07-0165
Comments:

Century Indemnity Company
Philadelphia, PA
Failure to timley file. 8/17/2007 $250 Fine D07-0273
Comments: Audited Financial Statement

Cervantes, Arthur and Northwest Financial Exchange
Bellevue, WA
Representing an unauthorized insurer in violation of RCW 48.15.020(2)(a) and failure to complete replacement notices in violation of WAC 284-23-440. 10/3/2008 Stipulation and Order, $5,000 Fine D07-0323
Comments:

Chicago Title Insurance Company
Omaha, NE
Giving services and other things of value exceeding $25.00 in value to producers of title insurance business. 10/5/2009 Stipulation and Agreement, fine pending outcome of appeals process 07-308
Comments:

Church Life Insurance Corporation
New York, NY
Failure to timely file annual financial statement. 2/13/2007 $2,000 Fine D07-16
Comments:

Church Life Insurance Corporation
New York, NY
Transacting business of insurance without a Certificate of Authority and issuing, delivering, and using unfiled forms. 3/23/2007 $43,000 Fne, with $28,400 suspended D07-95
Comments:

CIFG Assurance North America, Inc.
New York, NY
Failure to timley file. 8/7/2007 $500 Fine D07-0274
Comments: Audited Financial Report

Clarkson University
Potsdam, NY
Issued one annuity prior to receiving its Certificate of Exemption. 2/27/2007 $325 Fine D07-52
Comments:

Coface North America Insurance Company
Boston, MA
Failure to timely file. 5/15/2007 $750 Fine D07-0254
Comments: Statement of Actuarial Opinion and April Supplemental Filing

Columbia Universal Life Insurance Company
Brighton, MI
Failure to timley file. 5/7/2007 $1,250 Fine 07-0144
Comments:

Columbus Life Insurance Company
Cincinnati, OH
Failure to timely file. 5/14/2007 $1,250 Fine D07-141
Comments:

Commonwealth Land Title Insurance Company
Omaha, NE
Giving services and other things of value exceeding $25.00 in value to producers of title insurance business. 10/7/2009 Stipulation and Agreement, Fine pending outcome of appeals process 07-306
Comments:

Commonwealth Land Title Insurance Company
Omaha, NE
Giving services and other things of value exceeding $25.00 in value to producers of title insurance business. 10/7/2009 Stipulation and Agreement, Fine pending outcome of appeals process 07-310
Comments:

Connecticut General Life Insurance Company
Hartford, CT
Failure to timely file. 2/9/2007 $1,500 Fine D07-47
Comments:

Continental Western Insurance Company
Urbandale, IA
Failure to timely file annual financial statement. 3/8/2007 $750 Fine D07-17
Comments:

Converium Reinsurance (North American) Incorporated
Stamford, CT
Failure to timely file. 3/26/2007 $250 Fine D07-79
Comments:

Cooperative for Assistance and Relief Everywhere Inc.
Atlanta, GA
Failure to timley file. 6/5/2007 $1,000 Fine D07-0168
Comments:

Cravens, Charles A.
Pasco, WA
Made false statements/representations relative to insurance applications, sold nonapproved insurance product and forms, and considered source of injury and loss to the public. 11/21/2007 Revocation D07-0342
Comments:

Darwin National Assurance Company
Wilmington, DE
Failure to timely file. 5/17/2007 $875 Fine D07-140
Comments:

Delos Insurance Company
Wilmington, DE
Failure to timely file. 3/14/2007 $1,250 Fine D07-80
Comments:

Dentists Insurance Company
Sacramento, CA
Failure to timely file. 2/15/2007 $2,250 Fine D07-49
Comments: D07-49

Design Savers Plan; Steven D. Smith, Inc.; Smith, Steven D.; Design Benefits, Inc.; Dental By Design; Design Teleservices, Inc.; SDS Financial; Byars, John; Adovahealth; Gottlieb, Ira; Family Security Council, Inc.; New Health Care Management Group, Inc.; C. Murphy Leopold; Demming, Edward; E2 Holding, Inc.; United Programs Worldwide, Inc.; United National Workforce Association, Inc.; Katz, Arnold H.
Aurora, CO
Transacting insurance business without a license. 12/18/2007 Cease and Desist Order D07-351
Comments:

Dixson, Jeffrey R.
Washougal, WA
Made false statements relative to applications for insurance and sold nonapproved annuities to Washington consumers. 12/21/2007 $3,000 Fine D07-0331
Comments:

EMC National Life Company
Urbandale, IA
Failure to timely file. 5/14/2007 $2,500 Fine D07-136
Comments:

Endurance American Insurance Company
Wilmington, DE
Failure to timely file. 2/22/2007 $1,500 Fine D07-48
Comments:

Episcopal Church Foundation
New York, NY
Failure to timely file. 6/12/2007 $1,000 Fine D07-0175
Comments:

Evangelical Free Church America
Minniapolis, MN
Failure to meet the separate reserve requirements. 8/9/2007 Suspension G07-0158
Comments:

Explorer Insurance Company
San Diego, CA
Failure to timely file. 9/4/2007 $250 Fine D07-0275
Comments: Audited Financial Statement

Fairfax Financial Holdings Limited, the Parent Company of Commonwealth Insurance Company of America, a Washington Domiciled Insurer, by Mackenzie Financial Corporation
Toronto, ON
Request approval of disclaimer of affiliation and control. 4/6/2007 Request for disclaimer of control withdrawn G07-11
Comments:

Farmers Insurance Company of Washington
Mercer Island, WA
Failure to timely file. 11/27/2007 $750 Fine D07-0320
Comments: Supplemental Compensation Exhibit

Farmers Insurance Company of Washington & Farmers New World Life Insurance Company
Mercer Island, WA
Order Granting Exemption to RCW 48.31B.015. 9/21/2007 Exemption G07-0312
Comments:

Farmers Insurance Exchange and Truck Insurance Exchange
Los Angeles, CA
Check stock for settlement payments and claims files which contained correspondence that misidentified the insurer; issuance of policies with either unfiled rates or rates that differed from the filed rates; failure to notify policyholders in writing, at least 20 days prior to their policies’ expiration, of their willingness to renew and the premium amount due; issuance of cancellation/non-renewal notices to consumers that did not contain sufficient information for the insured to understand the company’s decisions to deny, cancel, or non-renew the policy, in clear and simple language. 5/11/2007 $100,000 Fine with $25,000 suspended D07-96
Comments:

Farmers New World Life Insurance Company
Mercer Island, WA
Failing to properly implement the Company’s standards and procedures with respect to the issuance of juvenile life insurance policies, maintaining files that failed to contain a copy of the illustration used or an acknowledgement that an illustration was not used in the sale, using revised illustrations yet failing to identify the illustrations as revised illustrations, and using an illustration in the sale of one policy and failing to retain a copy of the illustration. 1/14/2010 $13,500 Fine 07-0296
Comments:

FFG Insurance Company
Dallas, TX
Failure to timely file. 5/17/2007 $2,250 Fine D07-135
Comments:

Fidelity Security Life Insurance Company
Kansas City, MO
Failure to timely file. 2/20/2007 $1,500 Fine D07-18
Comments:

Financial Casualty & Surety, Inc.
Houston, TX
Use of unfiled rates. 12/11/2007 $16,450 Fine D07-152
Comments:

Financial Indemnity Company
Woodland Hills, CA
Failure to timely file annual financial statement. 2/22/2007 $1,250 Fine D07-27
Comments:

First American Title Insurance Company
Santa Ana, CA
Giving clock hour classes to real estate professionals, either free or below their respective fair market value. 6/25/2007 $10,000 Fine with $7,500 suspended and Compliance Plan D07-154
Comments:

First Health and Life Insurance Company
Downers Grove
Failure to timely file. 8/17/2007 $750 Fine D07-0256
Comments: April Supplemental Filing

Floyd, Dow Jerome,
Pflugerville, TX
Failure to respond. 11/19/2007 Revocation D07-0340
Comments: Fingerprint replacement card.

Foster Dahl Miller & Associates, Inc.,
Ephrata, WA
Allowed individuals licensed only as agents to charge a broker fee using affiliated broker licensee's signature stamp, premium account does notprovide an adequate accounting trail, and allowed non-appointed individuals to seel insurance policies for company. 1/17/2007 Fine D07-34
Comments:

Foster, Michelle C.,
Kissimmee, FL
Failure to respond. 11/13/2007 Revocation D07-0334
Comments: Inquiry related to charges discovered during a routine FBI background check.

Fremont Life Insurance Company
Costa Mesa, CA
Failure to maintain minimum capital and surplus & failure to file its December 31st annual financial statement. 4/9/2007 Suspension G07-27
Comments:

Orders 51 to 100 of 280
First 50 Orders Previous 50 Orders Next 50 Orders Last 50 Orders
 

These enforcement actions taken by Mike Kreidler, Washington state Insurance Commissioner, are a primary tool in protecting the people of Washington.

Type of Entity Authority to Suspend or Revoke Authority to Fine
Agent or broker RCW 48.17.530 RCW 48.17.560
Insurance company RCW 48.05.140 RCW 48.05.185
Health care service contractor RCW 48.44.160 RCW 48.44.166
Health maintenance organization (HMO) RCW 48.46.130 and RCW 48.46.135

Updated 04/06/2014

See also

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