2011 Orders
Orders posted below are unverified duplicates of official orders actually entered. To get an official version of the order contact:
Renee Molnes
Phone: 360-725-7047
Email: legal@oic.wa.gov
| Orders 51 to 100 of 261 | |||||||||
| Name | Violation | Issue Date | Action | Order | |||||
|---|---|---|---|---|---|---|---|---|---|
| Claffey, John S. Snohomish, WA |
Receiving refunds in a fiduciary capacity which represented premiums and failing to properly account for and pay to the insurer and insured such monies in a prompt manner and by failing to return promptly any refunds. | 9/8/2011 | Order Terminating Proceeding | 11-0078 | |||||
| Comments: Case settled. Licensee voluntarily surrendered license. Revocation rescinded. | |||||||||
| Clatfelter, Rick L. Queen Creek, Arizona |
Made false or misleading statement or impersonation relative to an application for insurance | 1/30/2012 | A penlty of $5000 shall be paid prior to or at time of applying for Washington producer's license. REQUEST FOR RECONSIDERATION DENIED. | 11-0178 | |||||
| Comments: | |||||||||
| Commencement Bay Life Insurance Company Seattle, WA |
Failure to timely file. | 5/19/2011 | $500 Fine | 11-0098 | |||||
| Comments: | |||||||||
| Commonwealth Insurance Company of America |
Disclaimer of Control by Capital Group Companies | 10/28/2011 | Exemption approved | 11-0162 | |||||
| Comments: | |||||||||
| Conover Insurance, Inc. Yakima, WA |
Providing incorrect and materially untrue information on twelve renewal applications, and attested to the accuracy thereof. | 6/14/2011 | $12,000 fine with $6,000 suspended and Compliance Plan | 11-0111 | |||||
| Comments: | |||||||||
| Conroy, Edward O. Burien, WA |
Failing to place premium monies in a separate account and failing to keep documentation regarding the premium and its disposition. | 11/7/2011 | $1,500 fine | 11-0231 | |||||
| Comments: | |||||||||
| Corporation of the Catholic Diocese of Yakima Yakima, WA |
Failure to timely file. | 1/24/2012 | $750 Fine | 11-0307 | |||||
| Comments: | |||||||||
| Cunningham, Janetta Jeffersonville, IN |
Failure to report an administrative action; failure to respond. | 11/1/2011 | License revoked. | 11-0250 | |||||
| Comments: | |||||||||
| Dalton, Raymond Lynwood, WA |
Child support arrears authorize OIC to issue his producer’s license on a probationary basis until all currently outstanding child support obligations are paid in full. | 11/21/2011 | Consent Order Setting Conditions for Probationary Producer’s License | 11-0272 | |||||
| Comments: | |||||||||
| De Angelis, Robert A. East Northport, NY |
Alteration of a signed application of a consumer without the consumer’s knowledge or consent constitutes fraudulent, coercive, or dishonest practices, and/or demonstrates incompetence or untrustworthiness. | 9/21/2011 | Consent Order Setting Conditions for Probationary Producer’s License | 11-0207 | |||||
| Comments: | |||||||||
| Dennis, Earl C. Edmonds, WA |
Deliverance of an insurance policy form to a Washington consumer which has not been filed with and approved by the Insurance Commissioner and providing goods of an aggregate value in excess of twenty-five dollars as part of insurance transaction. | 4/4/2011 | $1,000 Fine and Order Suspending License for 30 days. | 11-0051 | |||||
| Comments: | |||||||||
| Dickow, Jeffrey L. San Francisco, CA |
Failing to report to the Commissioner an administrative action taken against him in another jurisdiction within 30 days of the final disposition of the matter. | 12/23/2011 | Order Revoking License | 11-0281 | |||||
| Comments: | |||||||||
| Dillard, Patricia L. Vancouver, WA |
Failure to respond | 11/30/2011 | Order revoking license | 11-0265 | |||||
| Comments: | |||||||||
| Dorman, Patty L. Washington, OK |
Failure to respond | 8/11/2011 | Order revoking license | 11-0180 | |||||
| Comments: | |||||||||
| Eagle Insurance Agency Holdings, LLC Oklahoma City, OK |
Eagle Insurance Agency Holdings, LLC no longer has an Oklahoma license, it is not entitled to be licensed in the State of Washington under RCW 48.17.173. | 11/17/2011 | Order Revoking License | 11-0255 | |||||
| Comments: | |||||||||
| Edwards, Justin J. Vancouver, WA |
Conviction of theft. | 11/3/2011 | Consent Order Setting Conditions for Probationary License | 11-0246 | |||||
| Comments: | |||||||||
| Electrolux Warranty Corporation Cleveland, OH |
Failure to timely file. | 6/21/2011 | $500 fine | 11-0099 | |||||
| Comments: | |||||||||
| Engenderhealth, Inc. New York, NY |
Failed to maintain minimum unrestricted net assets. | 8/29/2011 | Order Suspending Certificate of Exemption. | 11-0175 | |||||
| Comments: | |||||||||
| Ennis III, Woodson L. Ridgefield, WA |
Use of an insurance application form which has not been file with and approved by the Insurance Commissioner. | 4/8/2011 | $2,000 Fine | 11-0073 | |||||
| Comments: | |||||||||
| Farmland Mutual Insurance Company; Nationwide Agribusiness Insurance Company Des Moines, IA |
Issuing policies, charging premiums, and filing for a rate increase based upon unapproved secondary class rating factors. | 11/22/2011 | $10,000 fine | 11-0244 | |||||
| Comments: | |||||||||
| Feller, Desiree Michelle Snohomish, WA |
Failure to respond | 12/27/2011 | License revoked. | 11-0285 | |||||
| Comments: | |||||||||
| Ferber, Maria Antonucci Raleigh, NC |
Criminal possession of a forged instrument constitutes fraudulent, coercive, or dishonest practices, and/or demonstrates incompetence or untrustworthiness. | 9/20/2011 | Consent Order Setting Conditions for Probationary Producer’s License | 11-0205 | |||||
| Comments: | |||||||||
| Fidelity National Title Insurance Company – and Chicago Title Insurance Company Omaha, NE |
Promoting access to discounts, for non-title insurance related products, to producers of title insurance business their sales representative. | 1/25/2012 | $100,000 Fine and the companies shall cease and desist from advertising the availability of membership in EC Purchasing in any form that constitutes a violation of RCW 48.28.210(2). | 11-0153 | |||||
| Comments: | |||||||||
| Financial Guaranty Insurance Company New York, NY |
Capital and surplus below minimum. | 6/6/2011 | Order Revoking COA | 11-0120 | |||||
| Comments: | |||||||||
| Fleehearty, Kelle Dillon, CO |
Failure to respond | 10/7/2011 | License revoked | 11-0233 | |||||
| Comments: | |||||||||
| Fletcher, Kyle D. Spokane, WA |
Failure to respond | 8/11/2011 | Order revoking license | 11-0183 | |||||
| Comments: | |||||||||
| Foundation at New Jersey Institute of Technology Newark, NJ |
Issued one annuity prior to receiving its Certificate of Exemption. | 8/18/2011 | $500 fine | 11-0113 | |||||
| Comments: | |||||||||
| Foundation of New Jersey Institute of Technology Newark, NJ |
Issued one annuity prior to receiving it's Certificate of Exemption. | 8/22/2011 | $500 fine | 11-0113 | |||||
| Comments: | |||||||||
| Fraternal Beneficial Association Spokane, WA |
Failure to timely file. | 9/19/2011 | $1000 Fine | 11-0197 | |||||
| Comments: | |||||||||
| George, Joseph J. Hopkinton, MA |
Failure to report an administrative action | 11/29/2011 | License revoked 11/29/11 | 11-0258 | |||||
| Comments: | |||||||||
| Glendale Heating and Air Conditioning Company Seattle, WA |
Failure to timely file. | 4/6/2011 | $500 Fine | 11-0070 | |||||
| Comments: | |||||||||
| Golden, Phyllis N. Seattle, WA |
Failure to complete twenty-four credit hours of approved continuing insurance education within the twenty-four month period prior to the date of renewal of a producer license. | 9/7/2011 | $250 Fine | 11-0194 | |||||
| Comments: | |||||||||
| Gombar, George Los Angeles, CA |
Failure to Respond | 7/20/2011 | Order Revoking License | 11-0170 | |||||
| Comments: | |||||||||
| Government Employees Insurance Company Chevy Chase, MD |
Using rates deviating from the approved rates. | 12/15/2011 | $150,000 fine with $50,000 suspended and Compliance Plan | 11-0273 | |||||
| Comments: | |||||||||
| Graczyk, Ryan J. Spokane, WA |
Failing to provide accurate answers that adequately highlight the points raised by the questions on the required replacement form. | 6/30/2011 | $500 fine | 11-0135 | |||||
| Comments: | |||||||||
| Great Northwest Insurance Company St. Paul, MN |
More than minimum of capital and surplus. | 7/8/2011 | Order Rescinding Suspention of COA. | 10-0169 | |||||
| Comments: | |||||||||
| Group Dental Service of Maryland, Inc. Rockville, MD |
Failure to timely file. | 4/13/2011 | $500 Fine | 11-0054 | |||||
| Comments: | |||||||||
| Hall, Alan F. Edmonds, WA |
Failure to respond. | 12/12/2011 | License revoked. | 11-0292 | |||||
| Comments: | |||||||||
| Hamilton, Wendy Susan Woodland Hills, CA |
Failure to respond. | 12/28/2011 | License revoked. | 11-0287 | |||||
| Comments: | |||||||||
| Harrison Medical Center Foundation Bremerton, WA |
Failure to timely file. | 8/22/2011 | $500 Fine | 11-0185 | |||||
| Comments: | |||||||||
| Hart, Shannon K., Indianapolis, IN |
Failure to respond. | 3/23/2011 | Revocation | 11-0067 | |||||
| Comments: Request for additional information concerning administrative action taken by other states (OR and VA). | |||||||||
| Haugen, Alan Seabeck, WA |
Failing to complete a Washington replacement form; selling annuities not approved for sale in Washington; providing incorrect and misleading information on the Washington replacement forms; failing to provide the complete notices at or prior to the time of taking their annuity applications; making misleading or deceptive statements relative to the business of insurance; repeatedly inducing clients to surrender and replace annuities through misrepresentations or misleading comparisons; and misrepresenting the terms, benefits, and advantages of policies. | 8/21/2012 | Order Revoking License | 11-0276 | |||||
| Comments: After administrative hearing, order revoking license upheld. | |||||||||
| Heifer International Littlerock, AK |
Failed to maintain minimum unrestricted net assets. | 8/15/2011 | Order Suspending Certificate of Exemption | 11-0177 | |||||
| Comments: | |||||||||
| Helmuth, Amber, Tulsa, OK |
Failure to respond. | 5/6/2011 | Revocation | 11-0105 | |||||
| Comments: Re: administrative action taken by another state. | |||||||||
| Henry, Heather R. Everett, WA |
Failure to Respond. | 12/12/2011 | License revoked. | 11-0297 | |||||
| Comments: | |||||||||
| Hernandez, Silvia Everett, WA |
Failing to properly account for and maintain in a separate account from all other business and personal funds, funds which represent premiums received from consumers; diverting and appropriating premium funds received in a fiduciary capacity to her own use; and collecting premium for insurance and then not providing, or not in due course, providing, and insurance policy issued by and insurer. | 12/26/2011 | Order Revoking License | 11-0288 | |||||
| Comments: | |||||||||
| Hicks, Michael North Carolina |
Failure to pay his child support as ordered. | 12/12/2011 | Consent Order Setting Conditions for Probationary Producer’s License | 11-0249 | |||||
| Comments: | |||||||||
| Hillius, Jessica L. formerly Torgeson, Jessica L. Ferndale, WA |
Selling annuities without an appointment, misrepresenting material facts and failing to reveal that she was the selling producer on two applications, making false or misleading statements and failed to reveal material facts relative to applications for insurance, misrepresenting facts to the OIC and failing to respond to multiple written requests for information from the OIC. | 4/12/2011 | Order Revoking License | 11-0026 | |||||
| Comments: | |||||||||
| Hoffman, Mark Vancouver, WA |
Failure to Respond | 7/15/2011 | Order Revoking License | 11-0169 | |||||
| Comments: Fingerprint Replacement Card | |||||||||
| Hollingsworth, Jeffrey Fort Worth, TX |
Failing to reply in writing to four inquiries from the Commissioner and failing to report to the Commissioner an administrative action against him in another jurisdiction within 30 days of the final disposition of the matter. | 6/26/2012 | Order Revoking License upheld | 11-0282 | |||||
| Comments: After hearing, Order of Revocation upheld. | |||||||||
| Orders 51 to 100 of 261 | |||||||||
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These enforcement actions taken by Mike Kreidler, Washington state Insurance Commissioner, are a primary tool in protecting the people of Washington.
| Type of Entity | Authority to Suspend or Revoke | Authority to Fine |
|---|---|---|
| Agent or broker | RCW 48.17.530 | RCW 48.17.560 |
| Insurance company | RCW 48.05.140 | RCW 48.05.185 |
| Health care service contractor | RCW 48.44.160 | RCW 48.44.166 |
| Health maintenance organization (HMO) | RCW 48.46.130 and RCW 48.46.135 | |
Updated 05/02/2013
See also
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