2012 Orders
Orders posted below are unverified duplicates of official orders actually entered. To get an official version of the order contact:
Renee Molnes
Phone: 360-725-7047
Email: legal@oic.wa.gov
| Orders 51 to 100 of 285 | |||||||||
| Name | Violation | Issue Date | Action | Order | |||||
|---|---|---|---|---|---|---|---|---|---|
| Cho, Joosung K. Bellevue, WA |
Failing to account for and maintain funds representing premiums in a separate account and failing to promptly pay insurance premiums receive in a fiduciary capacity to the parties entitled thereto. | 5/29/2012 | Order Revoking License | 12-0135 | |||||
| Comments: | |||||||||
| Choice Manufacturing Company, Inc., The; Choice Warranty, Inc., The; and Masi, Peter Mahwah, NJ |
Unauthorized sale of the Prolong Plus Warranty. | 2/10/2012 | Order to Cease and Desist | 12-0039 | |||||
| Comments: | |||||||||
| Christian Appalachian Project, Inc. Lancaster, KY |
Failure to timely file. | 1/25/2012 | $750 Fine | 12-0011 | |||||
| Comments: | |||||||||
| Coffman Jr., Paul D. Yakima, WA |
Failure to respond. | 7/9/2012 | $500 fine | 12-0109 | |||||
| Comments: | |||||||||
| Collins, Brittany A. Chicago, IL |
Failure to report an administrative action. | 7/24/2012 | License revoked. | 12-0216 | |||||
| Comments: | |||||||||
| Collup, Andrew M. Mountlake Terrace, WA |
Instruction or permitting a person who had not received appropriate flood insurance training and education to solicit flood insurance to Washington residents and by allowing or instructing this person to represent to the insurer that he and/or his agency’s insurance producers who sell flood insurance have met or exceeded flood insurance training required when they had not and failing to promptly respond to OIC’s inquiry and failing to timely inform OIC of any change of address within 30 days of such change. | 3/5/2012 | $500 Fine | 12-0027 | |||||
| Comments: | |||||||||
| Commencement Bay Life Insurance Company Seattle, WA |
None | 5/25/2012 | Order Granting Exemption to RCW 48.31B.015 | 12-0156 | |||||
| Comments: | |||||||||
| Commonwealth Insurance Company of America Seattle, WA |
N/A | 12/19/2012 | Order Granting Exemption to RCW 48.31B.015 | 12-0338 | |||||
| Comments: | |||||||||
| Community Health Plan of Washington Seattle, WA |
None | 7/24/2012 | Solicitation Permit | 12-0214 | |||||
| Comments: | |||||||||
| Community Home Health/Hospice Longview, WA |
Failure to timely file. | 3/16/2012 | $750 Fine | 12-0059 | |||||
| Comments: | |||||||||
| Continental Service Plan Scottsdale, AZ |
Failure to timely file. | 5/10/2012 | $750 | 12-0115 | |||||
| Comments: | |||||||||
| Contractors Bonding and Insurance Company Seattle, WA |
Failure to timely file. | 6/14/2012 | $1,125 Fine | 12-0164 | |||||
| Comments: | |||||||||
| Cook, Marquette Renton, WA |
Failing to promptly pay insurance premiums receive in a fiduciary capacity to the parties entitled and by converting the funds to his own use and falsely answering no to the question on his application regarding convictions, judgments, and administrative proceedings regarding any professional and occupational license. | 5/5/2012 | Suspension effective May 5, 2012 and Revocation effective May 20, 2012 | 12-0121 | |||||
| Comments: Suspension effective May 5, 2012 and Revocation is effective May 20, 2012 | |||||||||
| Corporation of the Catholic Archbishop of Seattle Seattle, WA |
Failure to maintain unrestricted net assets. | 11/5/2012 | Order Suspending Certificate of Exemption | 12-0277 | |||||
| Comments: | |||||||||
| Coughlin, Roseann L. Aliso Viejo, CA |
Failure to replace fingerprint card. | 7/25/2012 | Order 12-0128 was rescinded. | 12-0128 | |||||
| Comments: Order 12-0128 was rescinded after licensee provided evidence of submitting a fingerprint card and 2 replacement cards. | |||||||||
| Dahl, Stephanie K. and Business Endeavors, Inc. Woodinville, WA |
Felony convictions demonstrating untrustworthiness; admission of ongoing and repeated fraud; failing to properly and timely report to the any criminal prosecution; repeatedly using fraudulent or dishonest practices; repeatedly demonstrating untrustworthiness; misappropriating and converting money received in the course of doing insurance business; failing to demonstrate good faith, failing to practice honest and equity, and using deception in the business of insurance; providing incorrect, misleading, incomplete, or untrue information in license applications; obtaining or attempting to obtain a license through misrepresentation or fraud; and forging another’s name in a document related to an insurance transaction. | 7/11/2012 | Order Revoking Licenses | 12-0163 | |||||
| Comments: | |||||||||
| Dalla Gasperina, Montano Bellevue, WA |
Failing to respond to an inquiry by the OIC within fifteen working days; failing to pay the appropriate fees for his license; failing to notify the OIC of his change of address. | 11/21/2012 | $250 Fine | 12-0281 | |||||
| Comments: | |||||||||
| Direct Buy Associates, Inc.; AHMT Corp.; Hakim, Albert V.; Hakim, Michael A.; Frazier, R.D. a/k/a “Dan Fazier” and “Dan Frazier;” Braidsworth, Jon a/k/a “Jon Braidswaith,” and Robert Braidswaith,” and “Robert Harrington”, d/b/a Direct Buy Auto Warranty, Direct Buy Warrant, and Directbuy Warranty Tallahassee, FL; Brooklyn, NY; Iselin, NJ; and Oakhurst, NJ |
Engaging in or transacting the unauthorized business of insurance or acting as an unregistered service contract provider; seeking, pursuing and obtaining any insurance service contract business in the State of Washington; soliciting Washington residents to sell any insurance or service contract issued or to be issued by and unauthorized insurer or unregistered service contract provider; and soliciting Washington residents to induce them to purchase any insurance contract or service contract. | 3/6/2012 | Order to Cease and Desist | 12-0031 | |||||
| Comments: | |||||||||
| Driscoll, Steven W. Spokane Valley, WA |
Failure to respond. | 6/18/2012 | Order revoking license | 12-0187 | |||||
| Comments: | |||||||||
| Dugan, Michael C. Seattle, WA |
Failure to respond. | 6/18/2012 | Order revoking license. | 12-0188 | |||||
| Comments: | |||||||||
| Duncan, Teresa Chehalis, WA |
Providing false proof insurance cards. | 4/10/2012 | Order Revoking License | 12-0068 | |||||
| Comments: | |||||||||
| Dunning, David P. Spokane, WA |
Failure to respond. | 12/19/2012 | License revoked. | 12-0341 | |||||
| Comments: | |||||||||
| Dutrow, Shirley Bellingham, WA |
Improperly withholding, misappropriating, or converting any money’s or properties received in the course of doing insurance business; and using fraudulent, coercive, or dishonest practices, or demonstrating untrustworthiness, or financial irresponsibility in the state or elsewhere. | 2/27/2012 | Order Revoking License | 12-0033 | |||||
| Comments: | |||||||||
| Dutton, Marshall W. Toledo, WA |
Failure to respond. | 6/18/2012 | Order revoking license | 12-0189 | |||||
| Comments: | |||||||||
| DWI of Tacoma Inc d/b/a Dave Warner Insurance Inc, and Michelle T. Simmons Tacoma, WA |
Insurance producer misappropriated at least thousands of dollars over several years. | 12/10/2012 | Order Suspending And Revoking License Suspension Effective date 11/23/2012 Revocation Effective date 12/10/2012 | 12-0307 | |||||
| Comments: | |||||||||
| Enumclaw Property and Casualty Insurance Company Enumclaw, WA |
Failure to timely file. | 8/27/2012 | $500 Fine | 12-0226 | |||||
| Comments: | |||||||||
| Erickson, Erwin Auburn, WA |
Made false representations in applications about where the applications were completed and signed; Selling and using annuity contracts that had not been filed with and approved by the Washington Insurance Commissioner; Failing to complete and deliver Washington replacement forms to annuity applicants who were replacing other annuities. | 2/25/2013 | Consent Order Suspending License And Levying A Fine $3,500 Fine | 12-0344 | |||||
| Comments: | |||||||||
| Espinoza, Justina Y. Yakima, WA |
Probation until felonies discharged and judgments vacated. | 11/20/2012 | Consent Order For Probationary Insurance Producer's License | 12-0293 | |||||
| Comments: | |||||||||
| Excalibur Reinsurance Corporation Philadelphia, PA |
Below required minimum capital and surplus. | 4/16/2012 | Order Revoking Certificate of Authority | 12-0098 | |||||
| Comments: | |||||||||
| Far East Broadcasting Company La Mirada, CA |
Failure to timely file. | 2/14/2012 | $750 Fine | 12-0002 | |||||
| Comments: | |||||||||
| Farmers Insurance Company of Washington and Farmers Insurance Exchange Mercer Island, WA and Los Angeles, CA |
Making and issuing insurance contracts not in accordance with their filing then in effect. | 6/18/2012 | $10,000 fine | 12-0136 | |||||
| Comments: | |||||||||
| Fidelity & Guaranty Life Insurance Company Baltimore, MD |
Failing to timely notify consumers about the imminent lapse of his or her life insurance policy. | 8/17/2012 | $7,500 fine | 12-0208 | |||||
| Comments: | |||||||||
| Fikes, Kathleen Fort Worth, TX |
Failure to respond. | 6/1/2012 | $500 fine | 12-0140 | |||||
| Comments: | |||||||||
| First Sealord Surety, Inc. Villanova, PA |
Company is insolvent. | 2/10/2012 | Order Revoking Certificate of Authority | 12-0025 | |||||
| Comments: | |||||||||
| Fisher, Lucille Mercer Island, WA and Seattle, WA |
Filing to notify the OIC within 30 days of the revocation of her bail bond license. | 3/10/2012 | Order Revoking License | 12-0047 | |||||
| Comments: | |||||||||
| Foundation Fighting Blindness, Inc., The Owings Mills, MD |
Failure to timely file. | 1/31/2012 | $750 Fine | 12-0003 | |||||
| Comments: | |||||||||
| Garcia, Juan L. Puyallup, WA |
By falsifying information in connection with the business of insurance; knowingly making false and/or misleading statements or impersonations in applications for insurance to insurers. | 11/30/2012 | Order Revoking License | 12-0322 | |||||
| Comments: | |||||||||
| Glenn, Christie A. San Antonio, TX |
Failure to report an administrative action, failure to respond. | 11/15/2012 | License revoked. | 12-0306 | |||||
| Comments: | |||||||||
| Goss, Julie A. Vancouver, WA |
Failing to respond to a request from the Commissioner within 15 days of an inquiry and failing to inform the Commissioner of any change of address within 30 days of said change, knowingly making false or misleading statements or impersonations, and/or willfully failing to reveal a material fact in, or relative to applications for insurance to an insurer. | 2/11/2012 | Order Revoking License | 12-0018 | |||||
| Comments: | |||||||||
| Grbavac, Mark Portland, OR |
Failure to pay | 3/13/2012 | License revoked. | 12-0071 | |||||
| Comments: | |||||||||
| Greater Tacoma Community Foundation, The Tacoma, WA |
Using unapproved forms. | 1/9/2013 | Consent Order Levying A Fine | 12-0333 | |||||
| Comments: | |||||||||
| Group Dental Service of Maryland Incorporated Rockville, MD |
Failure to timely file. | 5/22/2012 | $1500 Fine | 12-0123 | |||||
| Comments: | |||||||||
| Group Health Cooperative Seattle, WA |
None | 6/12/2012 | Solicitation Permit | 12-0183 | |||||
| Comments: | |||||||||
| Guiding Eyes for the Blind Inc. Yorktown Heights, NY |
Failure to timely file. | 6/26/2012 | $1,500 Fine | 12-0177 | |||||
| Comments: | |||||||||
| Hagan, Brian Matthew Sioux Falls, SD |
Failure to report an administrative action | 4/2/2012 | License revoked. | 12-0084 | |||||
| Comments: | |||||||||
| Haring, Pamela A. Everett, WA |
Failure to pay appropriate fees. | 1/23/2012 | License revoked. | 12-0017 | |||||
| Comments: | |||||||||
| Harrison Medical Center Foundation Bremerton, WA |
Failure to timely file. | 11/16/2012 | $1,000 Fine | 12-0294 | |||||
| Comments: | |||||||||
| Hartford Insurance Company of the Midwest Hartford, CT |
Calculating rates in a manner other than that filed with OIC. | 8/20/2012 | $30,000 fine | 12-0144 | |||||
| Comments: | |||||||||
| Hartman, Frank P. Bensalem, PA |
Providing incorrect, misleading, incomplete, or materially untrue information in his license application. | 11/5/2012 | Consent Order Levying A Fine Fined $500.00 | 12-0242 | |||||
| Comments: | |||||||||
| Hauf, Kerry Lynne Rockford, WA |
Failure to submit legible fingerprint card; failure to respond | 1/22/2013 | A fine of $500 imposed after hearing | 12-0150 | |||||
| Comments: | |||||||||
| Orders 51 to 100 of 285 | |||||||||
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These enforcement actions taken by Mike Kreidler, Washington state Insurance Commissioner, are a primary tool in protecting the people of Washington.
| Type of Entity | Authority to Suspend or Revoke | Authority to Fine |
|---|---|---|
| Agent or broker | RCW 48.17.530 | RCW 48.17.560 |
| Insurance company | RCW 48.05.140 | RCW 48.05.185 |
| Health care service contractor | RCW 48.44.160 | RCW 48.44.166 |
| Health maintenance organization (HMO) | RCW 48.46.130 and RCW 48.46.135 | |
Updated 05/02/2013
See also
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