2014 Orders

Orders posted below are unverified duplicates of official orders actually entered. To get an official version of the order contact:

Renee Molnes
Phone: 360-725-7047
Email: legal@oic.wa.gov

Orders 51 to 100 of 129
 
Name Violation Issue Date Action Order

Houdei, Justin
St. Peter, MO
Engaging in or transacting the unauthorized business of insurance in the State of Washington; Seeking or soliciting insurance business in the State of Washington and participating, directly or indirectly, in any act of an insurance producer or insurance company in seeking or soliciting insurance business. 1/2/2014 Order To Cease And Desist 14-0001
Comments:

Howell, Sean S.
Bellevue, WA
Licensee filed seven life insurance applications with false information resulting in Licensee obtaining $308,335.68 in commissions to which he was not entitled. The Insurance Commissioner is authorized to Revoke Licensee’s license for knowingly making a false or misleading statement in or relative to an application for insurance to an insurer; Intentionally misrepresenting the terms of an actual or proposed insurance contract or application for insurance; Using fraudulent, coercive, or dishonest practices, or demonstrating incompetence, untrustworthiness, or financial irresponsibility in this state or elsewhere. 7/18/2014 Order Revoking License 14-0148
Comments:

Imperium Insurance Company
Houston, TX
Making or issuing an insurance contract or policy not in accordance with its rate filing then in effect; Failing to appoint a person acting as its agent. 2/14/2014 Consent Order Imposing A Fine - Fined $10,000 14-0013
Comments:

Indemnity Insurance Corporation
Sparks, MD
Indemnity Insurance has been found impaired by the Court of Chancery of the State of Delaware and the state of Washington finds the sale, solicitation, or issuance of any new policies by Indemnity Insurance would be hazardous to its policyholders, contractholders, creditors, and the public of this state. 1/29/2014 Order Suspending Registration 14-0011
Comments:

Insurance Finance Corporation
West Des Moines, IA
Financing insurance premiums in Washington without a license to do so; Imposing and collecting service charges in excess of the maximum permitted amount of ten dollars per year plus an acquisition charge of ten dollars per premium finance agreement. 2/25/2014 Order to Cease And Desist 14-0030
Comments:

Jackson, Josh
Converse, TX
Failure to report administrative action; failure to respond. 3/19/2014 License revoked. 14-0053
Comments:

Jeter, Brandalyn D.
Spokane, WA
Probationary license issued due to felony convictions. 3/10/2014 Consent Order Setting Conditions For Probationary Producer's License 14-0019
Comments:

Johnson, Catherine
Milwaukee, WI
Washington license revoked due to having Wisconsine license (resident state) revoked. 6/12/2014 Order Revoking License 14-0125
Comments:

Joyner, Jaime Sue
Mukilteo, WA
License revoked due to intentionally misrepresenting the terms of an actual or proposed insurance contract or application for insurance; Using fraudulent, coercive, or dishonest practices, or demonstrating incompetence, or untrustworthiness, or financial irresponsibility in this state or elsewhere; Forging another’s name to an application for insurance or to any document related to an insurance transaction. 6/11/2014 Order Revoking License 14-0122
Comments:

Kleman Agency LLC, The
Bellingham, WA
Paid licensing fees on two separate occasions that did not clear the bank; OIC Financial Exam that concluded as “unacceptable.” 6/23/2014 Order Revoking License 14-0130
Comments:

L & B Enterprises Inc., d/b/a Tournament Pros, and Bob Rough and Jan-Michael Sherman
Thurmont, MD
Selling contracts to Washington golf tournament sponsors promising to pay specified amounts, or provide specific prizes, to tournament participants who win contests such as putting or chipping contests or who score a hole in one. Respondents failed to apply for and had not been granted, any license to solicit or sell insurance in this state which violations include failure to obtain a certificate of authority; solicitation by an unauthorized insurer; and knowing violations. 9/15/2014 Order To Cease And Desist 14-0178
Comments:

Lancet Indemnity Risk Retention Group, Inc.
Sarasota, FL
Issued seven policies before receiving Registration. 5/1/2014 $1,750 Fine 14-0065
Comments:

Landcar Agency, Inc.
Sandy, UT
Insolvent, with liabilities exceeding assets. 3/21/2014 Order Suspending Certificate of Registration 14-0055.
Comments:

Landcar Agency, Inc.
Sandy, UT
N/A 4/30/2014 Order Rescinding Order Suspending Registration 14-0055
Comments:

Lawson-Kennedy, Xavier T.
Richardson, TX and Desoto, TX
Failure to comply with the terms of his probationary license; and Failure to respond to an inquiry from the Insurance Commissioner. RCW 48.17.475 and RCW48.17.530(6)(b). 4/23/2014 Order Revoking License 14-0075
Comments:

Leading Insurance Group Insurance Company, LTD, (US Branch)
Fort Lee, NJ
None 6/12/2014 Order Rescinding Order Suspending Certificate of Authority 14-0071
Comments:

Lending Insurance Group Insurance Company, LTD. (US Branch)
Fort Lee, NJ
Failure to maintain minimum capital and surplus. 4/25/2014 Order Suspending Certificate of Authority 14-0071
Comments:

Levang, David
Kent, WA
Knowingly making, publishing, or disseminating false, deceptive or misleading representations in the conduct of the business of insurance or relative to the business of insurance; Offering, promising, allowing, giving, or setting off any rebate, discount, abatement, or reduction of premium named in an insurance contract which is not expressly provided for in the policy; Intentionally misrepresenting the terms of an actual or proposed insurance contract or application for insurance; Having admitted or found to have committed any insurance unfair trade practice or fraud; Using fraudulent, coercive, or dishonest practices, or demonstrating incompetence, untrustworthiness, or financial irresponsibility in this state or elsewhere. 2/26/2014 Order Revoking License 14-0025
Comments:

Lincoln General Insurance Company
York, PA
Failure to maintain minimum statutory capital and surplus. 3/13/2014 Order Suspending Certificate of Authority 14-0051
Comments:

Littell, Robert D. III
Seattle, WA
Failure to pay child support. 5/7/2014 License reinstated effective 5/21/14. 14-0091
Comments: Now in compliance with support order.

Long, Amy
Valrico, FL
Failure to respond. 4/9/2014 License revoked. 14-0067
Comments:

Lusa, Steven W.
Snohomish, WA
Application for producer's license was denied by OIC based on two previous disciplinary actions taken against Applicant by Department of Financial Institutions. 5/13/2014 Denial of license application upheld after hearing. 14-0023
Comments:

McKamie, Sammy L.
Southlake, TX
Sending out solicitations in Washington that falsely imply that the producer is licensed to engage in the business of insurance in Washington; Attempting to sell insurance in Washington without a license. 2/21/2014 Consent Order Levying A Fine - Fined $1,000 14-0002
Comments:

McSwain Financial Services, LLC
Olympia, WA
Failure to register the name, other than its legal name, of an insurance producer in accordance with RCW 19.80 and notify the Commissioner before using the assumed name. 4/24/2014 Consent Order Levying A Fine - Fined $250 14-0062
Comments:

Medical Teams International
Tigard, OR
Failure to timely file. 3/21/2014 $750 Fine 14-0038
Comments:

Mercy Corps
Everett, WA
Failure to timely file. 3/14/2014 $750 Fine 14-0039
Comments:

Mikels, Mike J.
Harlan, IA
Failure to report administrative action. 6/19/2014 License revoked. 14-0134
Comments:

Milne, John Leroy
Phoenix, AZ
Misappropriating funds received in the course of doing insurance business; Licensee's license revoked in the state of Arizona. 2/12/2014 Order Revoking License 14-0016
Comments:

Mix, Jeanette L.
Charlotte, NC
Providing incorrect, misleading, incomplete, or materially untrue information in a license application, RCW 48.17.530(1)(a); Failing to update contact information, RCW 48.17.170(12) and WAC 284-17-005(2); Failing to respond to inquiries from the Insurance Commissioner, RCW 48.17.475. 6/27/2014 Consent Order Levying A Fine And Rescinding Order Revoking License 14-0068 - Fined: $500 14-0110
Comments:

Mix, Jeannette L.
Charlotte, NC
Failure to respond. 4/9/2014 License revoked. 14-0068
Comments: OIC ORDER NO. 14-0068 HAS BEEN RESCINDED - SEE CONSENT ORDER 14-0110

Molina Healthcare of Washington, Inc.
Bothell, WA
Failing to file a participating provider contract form prior to use; using disapproved pharmacy provider agreements. 7/9/2014 Fined $100,000 with $50,000 suspended and a Compliance Plan. 14-0061
Comments:

Moore, Thomas K.
Oysterville, WA
Failure to replace rejected ACH payment. 5/20/2014 License revoked. 14-0105
Comments:

Nawrocki, Naomi O,
San Diego, CA
Failure to report an administrative action; failure to respond. 7/24/2014 License revoked. 14-0154
Comments:

Nims, Stephen L.
Kensington, CT
Selling, soliciting, or negotiating insurance without a license. 5/30/2014 Consent Order Levying A Fine - Fined: $500 14-0063
Comments:

North Coast Life Insurance Company
Spokane, WA
Filed the Jurat signature pages late for each of the Quarterly Financial Statements due May 15, August 15, and November 15, 2013. RCW 48.05.073 and WAC 284-07-050. 5/5/2014 Consent Order Levying A Fine - Fined: $3,250 14-0074
Comments:

Oblate Annuity Trust
Washington, DC
Issued multiple charitable gift annuities without receiving a Certificate of Exemption. 5/20/2014 Consent Order Levying a Fine ($7,500) 14-0079
Comments:

Oregon Episcopal School
Portland, OR
Failure to timely file. 3/18/2014 $750 14-0040
Comments:

Otteman, Brandy M.
Ridgefield, WA
Probationary license issued due to prior misdemeanor convictions. 5/21/2014 Consent Order Setting Conditions For Probationary Producer’s License 14-0022
Comments:

Panorama
Lacey, WA
Failure to timely file. 3/17/2014 $750 Fine 14-0041
Comments:

Parks, Heather
Kannapolis, NC
Failure to report administrative action; failure to respond. 5/6/2014 License revoked. 14-0089
Comments:

Partners In Health Care, Inc., and Garry Kieper
Appleton, WI
Marketing discount medical plan cards on behalf of an entity not licensed in Washington; Neither of the Respondents is authorized to transact insurance in Washington. 5/29/2014 Order To Cease And Desist 14-0109
Comments:

Paul Davis Restoration, Inc.
Jacksonville, FL
Submitted an incorrect course roster that included names of producers that did not sign the attendance register, and issued certificates of completion to those same producers; Advertising, offering and presenting a course that had already expired. 6/27/2014 Consent Order Levying A Fine - Fined: $1,100 14-0116
Comments:

Quest Continuing Education Solutions
Milwaukee, WI
Presenting a course for which they had no current Insurance Commissioner approval. 8/25/2014 Agreed Order Levying a Fine - $200 14-0160
Comments:

Red Rock Insurance Company
Oklahoma City, OK
Placed under supervision by Oklahoma Insurance Commissioner. 6/23/2014 Order Suspending Certificate of Authority 14-0132
Comments:

Reed Institute
Portland, OR
Failure to timely file. 3/18/2014 $750 Fine 14-0043
Comments:

Robson, Daniel
Austin, TX
Failure to respond to inquiries from the Insurance Commissioner; Failure to update his contact information 3/4/2014 Consent Order Rescinding Previous Revocation Order No. 13-0295 And Levying A Fine - Fined $500 14-0017
Comments:

Rotherick, Amanda J.
Lake Stevens, WA
Failure to pay fees, failure to respond. 4/24/2014 License revoked. 14-0077
Comments:

Russell, Kara M.
Orting, WA
Stating that a policy of coverage existed when it did not and fabricating a false binder of coverage; failure to timely respond to an inquiry of the Insurance Commissioner. 7/24/2014 Order Revoking License 14-0150
Comments:

Saylor, William E.
Lakewood, WA
Writing multiple renters insurance policies without the insured's knowledge or consent. 3/3/2014 Consent Order Placing Producer License On Probation And Imposing A Fine - Fined $1,000 14-0029
Comments:

Schilling, Shane
Ramsey, MN
Failure to report administrative action; failure to respond. 6/19/2014 License revoked. 14-0133
Comments:

Orders 51 to 100 of 129
First 50 Orders Previous 50 Orders Next 50 Orders Last 50 Orders
 

These enforcement actions taken by Mike Kreidler, Washington state Insurance Commissioner, are a primary tool in protecting the people of Washington.

Type of Entity Authority to Suspend or Revoke Authority to Fine
Agent or broker RCW 48.17.530 RCW 48.17.560
Insurance company RCW 48.05.140 RCW 48.05.185
Health care service contractor RCW 48.44.160 RCW 48.44.166
Health maintenance organization (HMO) RCW 48.46.130 and RCW 48.46.135

Updated 04/06/2014

See also

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